Übersetzung für 'broker activity' von Englisch nach Deutsch

broker activity

Maklertätigkeit {f}comm.fin.

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activity-by-activity costing

Zuordnung {f} der Kosten nach Tätigkeit

Werbung

to broker

makelnecon.RealEst.

vermitteln

broker

Vermittler {m}

Mäkler {m} [regional] [sonst selten] [Makler]law

Mittler {m}

Maklergesellschaft {f}

Broker {m}fin.stocks

Börsenmakler {m}jobsstocks

Makler {m}

Zwischenhändler {m}

selling broker

Verkaufsvertreter {m}

Verkaufsmakler {m}

floor broker

Börsensaal-Broker {m}stocks

pit broker

Börsensaalhändler {m}stocks

buying-broker

Einkaufsmakler {m}

loan broker

Darlehensvermittler {m}

introducing broker

einführender Broker {m}

fund broker

Fondsvermittler {m}fin.jobs

securities broker

Effektenhändler {m}stocks

• While a boiler room operator seeks to broker actual security trades, the bucket shop's emphasis is on creating the appearance of brokerage activity where none exists.
• In 2017 the Company purchased the Kazakhstani broker company Asyl-Invest, listed in top three companies in ranking of the Kazakhstan stock exchange member's activity in the sector of "share securities" from 2009 to 2017.
• A cloud access security broker (CASB) (sometimes pronounced cas-bee) is on-premises or cloud based software that sits between cloud service users and cloud applications, and monitors all activity and enforces security policies.
• 1 million to the Securities and Exchange Commission to settle charges that they engaged in brokerage activity and charged fees without registering as a broker-dealer and committed other securities law violations.
• He is involved in European research efforts to develop a generic foundry for III-V PICs and is part of the Advisory Board for the Jeppix activity which seeks to broker the developing capability to users.

• For mortgage loan brokers whose business activity meets the statutory criteria, reports are submitted to the Department to ensure broker compliance with the law.
• His initial activity was as a note and exchange broker opening an office at 20 Exchange Place in 1850.
• The verification of the trade details between investment manager and broker/dealer is a key activity along the trading and post-trade process, taking place after the trade is executed and before it can be cleared and settled.
• For example, anyone offering mortgage brokerage in the United Kingdom is offering a regulated financial activity; the broker is responsible for ensuring the advice is appropriate for the borrowers' circumstances and is held financially liable if the advice is later shown to be defective.
• In addition to the raw market data, some traders purchase more advanced data feeds that include historical data and features such as scanning large numbers of stocks in the live market for unusual activity.

• The 110-question test is intended to ensure that individuals designated as having overall day-to-day compliance responsibilities for their firms, or who directly supervise ten or more persons engaged in compliance activity, have the knowledge, skills, and abilities necessary to carry out their job responsibilities.
• The firm had no product control function to verify prices of its positions and monitor trading activity.
• In general, states allow injunctions to stop businesses from potentially fraudulent activity and states give broad investigative power, generally to the attorney general, to investigate fraudulent activity.
• The OTCBB has diminished in importance, with very little activity, but has been retained as possible last resort system in case of disruption.
• In May 2012 the Financial Services Authority, Britain's financial regulator, announced its decision to prohibit Anthony Verrier (a senior executive at BGC) from performing any function in relation to any regulated activity in the financial services industry.

• SIPC sued Holmes claiming that he participated in the conduct of an enterprise's affairs through a pattern of racketeering activity in violation of section 1962(c) and conspired to do so in violation of section 1962(d).